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Compliance for Financing Companies Sector Professional Exam - Second Edition

The Professional Certification Exam in Compliance for Financing Companies Sector - Second Edition is considered one of the measurement tools that contribute to verifying that employees in the financing companies sector have a minimum level of compliance knowledge, as the exam includes a number of skills, practices and realistic examples related to the concept of commitment and verification of it.

Skills / Knowledge

  • Product Knowledge/ Advisory (Financing Sector)
  • Regulatory Knowledge (Financing Sector)
  • Business Ethics
  • Due Diligence
  • Customer Acceptance Checking and On boarding
  • Anti-Money Laundering
  • Compliance Advisory
  • Compliance monitoring and reporting