Compliance Foundations Professional Certificate - Third Edition
Compliance Foundations Professional Certificate aims to build the capabilities of new employees of compliance departments, and provide them with the basic knowledge and skills with a comprehensive view of the compliance activities and environment by addressing examples and practical situations in various financial subsectors.
Skills / Knowledge
- Product Knowledge/ Advisory (Capital Market Sector)
- Regulatory Knowledge (Financing Sector)
- Regulatory Knowledge (Insurance Sector)
- Product Knowledge/ Advisory (Insurance Sector)
- Product Knowledge/ Advisory (Banking Sector)
- Product Knowledge/ Advisory (Financing Sector)
- Regulatory Knowledge (Capital Market Sector)
- Regulatory Knowledge (Banking Sector)
- Compliance monitoring and reporting
- Risk Management
- Legal Knowledge
- Anti-Money Laundering